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IRO Dilemma: To Tweet or Not To Tweet
Judith (Judy) C. McLevey 15 Apr 2013 | 11:59 AM
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24,054 views
compliance, corporate disclosure, disclosure, dividend announcements, Earnings, financial markets, IRO, major product launches, mergers/acquisitions, new patent approvals, Reg FD, Regulation, SEC, securities offerings and pricings, social media
Behind the SEC Rules On Conflict Minerals
Judith (Judy) C. McLevey 24 Aug 2012 | 02:00 PM
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256,873 views
Africa, American Progress, audit, automotive, compliance, Conflict Mineral Compliance Teams, corporate board, corporate governance, Democratic Republic of Congo, disclosure, electronics, gold, Institutional Investor, jewelry, Laurel Hill Advisory Group, mining, risk management, SEC, supply chain, tantalum, tin, tungsten, U.S. Chamber of Commerce
A Timely Governance Update
Judith (Judy) C. McLevey 27 Feb 2012 | 04:24 PM
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351,657 views
Corporate Action, corporate governance, disclosure, dividend, Exchange rules, governance, proxy season, proxy voting, record date, Rule 452
NYX 360: 20 January, 2012
Ray Pellecchia 20 Jan 2012 | 09:43 AM
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246,002 views
Carl Quintanilla, China Auto Rental, CNBC, corporate.responsibility, CSR, disclosure, Duncan Phyfe, ETFs, Havas, NYSE, personal finance, risk, workplace education
ETFs: Disclosure As a Risk Assessment Tool
NYSE ETP Staff 19 Jan 2012 | 03:14 PM
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6,396 views
arbitrage, derivatives, disclosure, ETF, fund, hedging, intra-day trading, leveraged, Leveraged & Inverse, OTC, pricing, Regulation, SEC, short position, swap, transparency
NYSE Euronext Named to DJ Sustainability Index & Carbon Disclosure Project’s S&P 500 Leadership Index
U.S. Trading News 11 Jan 2012 | 01:12 PM
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2,207 views
asset management, Carbon Disclosure Project, corporate governance, corporate responsibility, disclosure, Dow Jones Sustainability Index, Financial Services, S&P 500 Leadership Index, sustainability
ISS 2012 Voting Guidelines
Judith (Judy) C. McLevey 7 Dec 2011 | 11:39 AM
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353,660 views
CEO pay, directors, disclosure, Dodd-Frank, executive compensation, governance, ISS, proxy, proxy voting, say on pay, SEC
The ETF Transparency Issue: Part 3
NYSE ETP Staff 6 Dec 2011 | 02:24 PM
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9,008 views
authorized participant, disclosure, ETF, market maker, mutual fund, NAV, risk
Improving Access to Capital for Small Enterprises
Scott Cutler 5 Dec 2011 | 03:35 PM
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328,560 views
banking, crowd funding, disclosure, general solicit elimination, Housing and Urban Affairs, IPO, job creation, liquidity, Re-opening American Capital Markets to Emerging Growth Companies Act of 2011, Reg A, Senate, shareholder, transparency
Best Practice in Investor Relations: Taiwan Semiconductor
Marc H. Iyeki 5 Oct 2011 | 10:54 AM
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201,740 views
ADRs, Baidu, best practice, buy side, China Telecom Corp, communication, disclosure, dividend, Dr. Elizabeth Sun, Dr. Morris Changwas, economy, financial reporting, Institutional Investor, investment banking, Investor Relations, IPO, Lora Howas, shareholder, Taiwan Semiconductor, targeting, transparency